|
What I saw when I looked at the famous
duck-rabbit was either
the duck or the rabbit, but not the lines on the page - at least
not until after much conscious effort. The lines were not the
facts of which the duck and rabbit were alternative interpretations.
|
(Thomas S. Kuhn, 1979,
p. ix) |
As a philosopher of science, T. C. Schneirla
understood the important distinction between facts and their
interpretation. He was clearly no stranger to controversy, as
Piel pointed out in his introductory essays to a book honoring
Schneirla (1970) and to the published version of the inaugural
Schneirla conference (1984). His involvement in controversy -
scientific, philosophical, cultural and political - is part of
the reason that Schneirla "was not popular, not celebrated
in the gatherings of psychology in his time. Schneirla was not
in the mainstream" (Piel, 1984, p. 13). A pertinent example
is the intellectual battle he waged with both the European ethologists
and the American operant psychologists (Piel, 1970).
In retrospect one can well wonder why divergent
views held by the ethology and the American psychology schools
led to such intense controversy. That is because few realize
that controversy, in part, is a recurring component in collective
scientific research, albeit a terribly inefficient and quite
unnecessary complication. We can appreciate this complication
if we are willing, but another problem was recognized by Anderson
(1988, p. 18): "To end controversies, scientists must first
understand them, but scientists would rather do science than
discuss it." More optimistically, Latour (1987, p. 62) stated:
"We have to understand first how many elements can be brought
to bear on a controversy; once this is understood, the other
problems will be easier to solve."
To understand scientific controversy, we
first have to understand how science operates, a topic normally
given scant attention by scientists - just as Anderson emphasized.
Schneirla clearly understood how science is actually more a process
than a series of accomplishments. By contrast, biology textbooks
extoll the accomplishments of scientists, largely ignore scientific
process, and omit mention of controversies that may have preceded
given accomplishments.
Psychologists, who receive extensive exposure
to the history, methodology and philosophy of science, even as
undergraduates, are usually surprised when they learn that these
topics are nearly absent from the formal education of biology
students in this country. Two decades ago I checked dozens of
college catalogues across the country and found that courses
in the above subjects were notably absent from undergraduate
biology curricula, while nearly universally required for psychology
undergraduates.
Physics is apparently in little better
shape than biology, leading Theocaris and Psimopoulos to comment
(1987, p. 597): "The hapless student is inevitably left
to his or her own devices to pick up casually and randomly, from
here and there, unorganized bits of the scientific method, as
well as bits of unscientific methods."
The problem is not a new one. Ludwik Fleck
(1935/1979) recognized the presumed disparity of approach between
those in the "hard sciences" and those in the "soft
sciences" when he wrote (p. 47): ". . . thinkers trained
in sociology and classics. . . commit a characteristic error.
They exhibit an excessive respect, bordering on pious reverence,
for scientific facts." Neither did Fleck leave those in
the "hard sciences" untouched; he wrote (p. 50) that
the error of natural scientists consists of "an excessive
respect for logic and in regarding logical conclusions with a
kind of pious reverence.
Unfortunately, most ignore the great amount
of accumulated thought (wisdom) that has been published in past
decades, including notions about scientific process. While others
have treated parts of that process in depth, a brief review of
the overall collective process can be included here, summarized
from more complete accounts published earlier (e.g., Wenner,
1989, 1993; Wenner &Wells, 1990).
Scientific Process
Unless science students are thoroughly
inculcated with the discipline of correct scientific process,
they are in serious danger of being damaged by the temptation
to take the easy road to apparent success.... [They] shouid understand
all the subtle ways in which they can delude themselves in the
design of observations and the interpretation of data and statistics.
(Branscomb, 1985, pp. 421, 422)
My interest in an analysis of this process
began when Patrick Wells and I, along with our co-workers, became
embroiled in a major scientific controversy in the mid to late
1960s (e.g., Wells & Wenner, 1973; Wenner & Wells, 1990).
That controversy (the question of a "language" among
honey bees) continues to this day.
We felt at the time that the bee language controversy should
not have emerged from our test of that hypothesis. The relevant
scientific community not only rejected our alternative interpretation
but also ignored or summarily dismissed the anomalous results
we had obtained, for the most part without even repeating the
critical experiments that had yielded our results. Instead, Maier's
Law (Maier, 1960, p. 208) prevailed: "If facts do not conform
to the theory, they must be disposed of."
Consequently, we studied the history, philosophy, sociology,
psychology and politics of science for two decades in an attempt
to decipher what had transpired in the controversy that erupted
as a result of our test of the language hypothesis (see Wenner
& Wells, 1990). From that study, we recognized that scientific
progress occurs (as indicated above) collectively and inefficiently
by an unconscious group application of a definable method. We
gradually formulated a diagram for our perception of this process
(Figure 1).
The diagram is simple in principle. A new research trend begins
(lower-right hand corner - exploration approach) when
an individual recognizes (not merely observes) an important anomaly
in nature while engaged in "normal science" (e.g.,
Kuhn, 1962/1970; Polanyi, 1958). Unconsciously, perhaps, that
individual has moved from a state of "realism" ("knowing"
what reality is) to "relativism" (an interpretation
previously held to be "fact" is now suspect). The scientist
then "creates an image" (Atkinson, 1985), forms an
alternative explanation for evidence at hand and attempts to
convert others to the same point of view.

| Figure 1. The collective
scientific process and how portions of it have been perceived
through time, with each portion having had its advocates. For
each sequence on any one collective research project, the complete
process starts in the lower right-hand corner and progresses
clockwise around the diagram, as the scientific community expands
the scope of its inquiry (some steps may be omitted by practitioners).
Movement around the diagram can stall (paradigm hold, see Figure
2), at which time progress plateaus. The numbers represent a
chronology of contributions to formation of the diagram. See
text for further explanation. |
If others can be convinced of the
new interpretation, the scientist's view is reinforced (incipient
"vanguard science" - Fleck's term, see below), moves
back to the "realism" mode and attempts to verify the
results (verification approach), a necessary but not sufficient
part of the overall scientific process. 'When others can verify
the results, many scientists can become committed to the new
interpretation. A new research emphasis and protocol may then
arise in a broader portion of the scientific community ("vademecum
science" - Fleck's term, see below; also later termed "normal
science" by Kuhn).
Unfortunately, much of animal behavior research during the past
three decades has relied on verification alone (a partial view
of the scientific process and only a portion of the "logical
positivism" or "logical empiricism" school). That
is, testing each hypothesis was not considered necessary in much
of animal behavior research whenever a large body of evidence
supported a given hypothesis (e.g., Wenner & Wells, 1990,
pp. 204, 234). Animal behaviorists are not alone; scientists
in general are reluctant to test their hypotheses (e.g., Mahoney,
1976). Such an attitude, of course, was responsible for "cold
fusion" and other debacles in chemistry and physics (e.g.,
Asimov, 1989; Huizenga, 1992; Rousseau, 1992; Taubes, 1993).
During the 1960s and 1970s, researchers in ecology (e.g., critiques
by Dayton, 1979; Loehle, 1987) and in psychology (e.g., critique
by Mahoney, 1976) adopted another rather narrow approach (moving
further clockwise around the diagram); they insisted that research
be molded into an appropriate "null hypothesis" (falsification)
protocol. The implicit rationale: If a premise cannot be proven
false, then it is likely true or has some "probability"
of being true ("realism" school).
In part, Thomas Kuhn's influence (anomalies emerge and eventually
hypotheses become rejected, even without application of the formal
null hypothesis approach) gradually forced psychologists to abandon
their former comfortable stance. However, Schneirla had earlier
perceived the weakness of that "working hypothesis"
(e.g., Chamberlin, 1890/1965) approach, as phrased by Tobach
(1970, p. 239): "He rejected logical positivism and operationism
as bases for scientific inquiry and opened the way to a dynamic,
holistic approach based on process." Ecologists continue
to demand conformity to the null hypothesis approach (Dayton,
1979; Loehle, 1987).
In 1890, Thomas Chrowder Chamberlin (upper right corner of the
diagram) recognized the weakness of an overreliance on verification
("ruling theory," in his terms) and/or on falsification
(attempting to falsify a "working hypothesis," as phrased
by Chamberlin). He advocated application instead of "The
Method of Multiple Working Hypotheses" (inference approach),
employing "crucial" experiments designed to provide
mutually exclusive results. In that approach, scientists continually
pit hypotheses against one another and attempt to falsify all
of them during experimentation. After additional evidence is
in, new alternative hypotheses are generated that might explain
known facts and other pertinent information (e.g., Platt, 1964).
Only rarely does one find a scientist who can move from one approach
to another with ease, as Claude Bernard, Louis Pasteur and Schneirla
seem to have done, and as Feyerabend (1975) suggested in his
famous phrase, "anything goes." Duclaux (1896/1920),
biographer of Pasteur, recognized another root problem with respect
to "objectivity" and experimental design for those
who attempt to use standard procedure when he wrote: "However
broadminded one may be, he is always to some extent the slave
of his education and of his past." Four decades later, Fleck
(1935/1979, p.20) formed much the same conclusion: "Furthermore,
whether we like it or not, we can never sever our links with
the past, complete with all its errors."
Bernstein summarized succinctly the dichotomy between realism
and relativism (1983, p. 8):
The relativist not only denies the positive
claims of the [realist] but goes further. In its strongest form,
relativism is the basic conviction that when we turn to the examination
of those concepts that philosophers have taken to be the most
findamental ... we are forced to recognize that in the final
analysis all such concepts must be understood as relative to
a specific conceptual scheme, theoretical framework, paradigm,
form of life, society, or culture.
Ludwik Fleck, Overlooked
Sage
Ludwik Fleck was a medical doctor
in Poland in the I 930s and an expert on syphilis and typhus,
expertise that kept him from being killed in concentration camps
during WWII. While earlier studying the history of changes in
attitude toward syphilis through time, he recognized the tentative
nature of scientific "fact" and published a monograph
in 1935, entitled Genesis and Development of a Scientific
Fact.
Many of the points covered therein parallel notions advocated
by those in the Schneirla school.
Thomas Kuhn wrote a foreword to the 1979 translation of Fleck's
book, in part to acknowledge his indebtedness to the work (having
read it in German before publication of his own classic 1962
work) and in part to explain that the volume contained much that
he had missed earlier. Kuhn wrote (1979, p. x): "Though
much has occurred since its publication, it remains a brilliant
and largely unexploited resource." Kuhn also recognized
that, rather than grasping the full implication of Fleck's message
during his early reading (relying on his "rusty German"
as he put it), he had focused primarily on "... changes
in the gestalts in which nature presented itself, and the resulting
difficulties in rendering 'fact' independent of 'point of view.'"
While writing our book, Patrick Wells and I did not know of Fleck's
perceptive analysis of scientific process, but our thoughts nevertheless
had converged with his on many issues, particularly in his sections
on epistemology.
Realism and Relativism Schools
of Thought
Realism. The
dubious notion that one can "know" reality was challenged
repeatedly in Fleck's treatise. He also recognized that scientists
become too committed to hypotheses. Fleck (1935/1979) wrote (p.
84): "Observation and experiment are subject to a very popular
myth. The knower is seen as a kind of conquerer, like Julius
Caesar winning his battles according to the formula 'I came,
I saw, I conquered.'" And (p. 84): "Even research workers
who have won many a scientific battle may believe this naive
story when looking at their own work in retrospect." Later
Fleck commented (p. 125): "... the [generated] fact becomes
incarnated as an immediately perceptible object of reality."
The notion that "fact" has not necessarily been gained
emerges from Fleck's statement (p. 32): "The liveliest stage
of tenacity in systems of opinion is creative fiction, constituting,
as it were, the magical realization of ideas and the interpretation
that individual expectations in science are actually fulfilled."
Fleck's awareness of the essence of Duclaux's statement (above)
is evident in his own statements (p. 27): "Once a structurally
complete and closed system of opinions consisting of many details
and relations has been formed, it offers enduring resistance
to anything that contradicts it," and (pp. 30, 31): "The
very persistence with which observations
contradicting a view are 'explained' and smoothed over by conciliators
is most instructive. Such effort demonstrates that the aim is
logical conformity within a system at any cost . . ." Neither
was Fleck blind to social constraints in the conduct of research
(p. 47): ". . . Social consolidation functions actively
even in science. This is seen particularly clearly in the resistance
which as a rule is encountered by new directions of thought."
One of the more striking features of Fleck's
book is the notion of "thought collectives" (expanded
upon below). Various interest groups exist within each scientific
community, as exemplified today by units within the electronic
mail system. He defined his use of the term "thought collective"
as (p. 39): "a community of persons mutually exchanging
ideas or maintaining intellectual interaction. . . ."
Any one person belongs to several thought
collectives (very obvious in multiple enrollment in e-mail networks)
and becomes molded into the thought patterns expected within
each scientific community. Kuhn's notion of "paradigm hold"
was already known to Fleck (p. 28): "When a conception permeates
a thought collective strongly enough, so that it penetrates as
far as everyday life and idiom and has become a viewpoint in
the literal sense of the word, any contradiction appears unthinkable
and unimaginable."
Relativism. We chose the term "relativism"
for emphasis in our book, among other possible choices of words,
to stress the relative nature of knowledge (see Excursus RE in
Wenner & Wells, 1990), but Fleck had already perceived the
same concept when he wrote (p. 50): "An empirical
fact . . . is relative. . . . Both thinking and facts are changeable
. . . Conversely, fundamentally new facts can be discovered only
through new thinking." In stronger words he wrote (p. 20):
". . . we would argue that there is probably no such thing
as complete error or complete truth" and (p. 48): ".
. . nobody has either a feeling for, or knowledge of, what physically
is possible or impossible."
Fleck again recognized the influence of
social factors in science (p. 124): "If a fact is taken
to mean something fixed and proven, it exists only in vademecum
science," and (p. 21): "At least three-quarters if
not the entire content of science is conditioned by the history
of ideas, psychology, and the sociology of ideas and is thus
explicable in these terms."
Finally, Fleck recognized the very tentative
nature of scientific investigation (pp. 10, 11):
The acquisition of physical and psychological
skills, the amassing of a certain number of observations and
experiments, the ability to mold concepts, however, introduce
all kinds of factors that cannot be regulated by formal logic.
Indeed, such interactions . . . prohibit any systematic treatment
of the cognitive process.

Figure 2. A diagram illustrating how individuals who rely too
heavily on verification or falsification can become locked into
a paradigm hold Verificationists may accumulate support for a
hypothesis but fail to test it. Those who attempt to falsify
a null hypothesis may ignore anomalies and erroneously conclude
that failure to falsify leads to truth. In either case, basic
assumptions may then no longer be questioned.
Four Scientific Approaches:
Fleck's Comments
In our book, Patrick Wells and
I recognized that scientists use one or more of four approaches
in the collective scientific process (as described above). Fleck
had clearly preempted us on this score, more so on the first
two than on the last two.
Exploration. Atkinson (1985) coined the
term, "creation of an image," to describe what happens
when one has a new perception about existing information (lower
right hand corner in Figure 1). However, he was clearly preempted
by Fleck, as is evident by Fleck's use of the word "genesis"
in the title of his book, Genesis and Development of a Scientific
Fact.
Fleck recognized the creative spark (p. 48): ". . .
the ability to perceive scientifically is only slowly acquired
and learned. Its prime manifestation is discovery. This occurs
in a complex, socially conditioned way . . ." He also stressed
that the creative individual should recognize the strictures
of "reality" (p. 30): "Discovery is . . . inextricably
interwoven with what is known as error. To recognize a certain
relation, many another relation must be misunderstood, denied,
or over-looked." Fleck further noted the influence of social
relationships (p. 123): ". . . the true creator of a new
idea is not an individual but the thought collective . . . The
collective remodeling of an idea has the effect that, after the
change in thought style, the earlier problem is no longer completely
comprehensible."
If a novel idea does gain sufficient acceptance in the scientific
community (rather readily if exotic, it seems), a new field of
research may emerge, and many of those in "vademecum science"
fall into line behind those in the "vanguard," in Fleck's
terms. Soon assumptions become accepted as "facts"
and become the basis for more "normal science" (Kuhn's
term).
Verification. Perhaps one of the most rigid
notions (and roadblocks) in animal behavior studies is the concept
that one can prove something true if one gathers sufficient "positive"
evidence (e.g., Wilson, 1972, p. 6). Fleck saw through that line
of reasoning and recognized the additional social element involved
(p. 37): ". . . once a statement is published it constitutes
part of the social forces which form concepts and create habits
of thought."
Garrett Hardin (1993, p. 225) expressed this same thought somewhat
differently: "Often the creation of a noun ('substantive')
seems to presume the presence of a substance, a physical thing."
As an example, we have seen in behavioral studies that various
expressions (e.g., "innate releasing mechanism" and
"fixed action potential") come into vogue for a time
and then disappear. Schneirla's school perceived that same problem:
the invention of such terms brings us no closer to understanding
(e.g.,Tobach & Aronson, 1970, p. xvi): "He was especially
opposed to such ethological terms as innate releasing mechanism,
vacuum and displacement reactions, fixed action potential, and
action specific energy, which he considered to be reifications
deduced from the basic assumption of the existence of instincts."
The problem here is that members of the scientific community
too readily accept notions that may not be backed by substantial
evidence, as illustrated by Mark Twain's comment in Life on
the Mississzippi: "There is something fascinating about
science. One gets such wholesale returns of conjecture out of
such a trifling investment of fact."
In Fleck's words (p. 42): "Thoughts pass from one individual
to another, each time a little transformed. . . . 'Whose thought
is it that continues to circulate? It is one that obviously belongs
not to any single individual but to the collective," and
(p. 28): "When a conception permeates a thought collective
strongly enough . . ., any contradiction appears unthinkable
and unimaginable."
Eventually, the "thought collective" forms a consensus
and holds to given positions, as outlined by Fleck (p. 27):
1. A contradiction to the system appears unthinkable.
2. What does not fit into the system remains unseen;
3. alternatively, if it is noticed, either it is kept secret,
or
4. laborious efforts are made to explain an exception in terms
that do
not contradict the system.
5. Despite the legitimate claims of contradictory views, one
tends to
see, describe, or even illustrate those circumstances that corroborate
current views and thereby give them substance.
In other words, "vademecum science."
Falsification. Fleck clearly understood the importance of heeding
evidence that did not fit prevailing thought. He clearly preempted
Kuhn on the notion of "paradigm hold" when he wrote
(p. 27): "Once a structurally complete and closed system
of opinions consisting of many details and relations has been
formed, it offers enduring resistance to anything that contradicts
it."
In the past few decades of animal behavior studies we have seen
numerous examples of some rather exotic hypotheses being put
forth by vanguard scientists and embraced by vademecum science
participants. As examples we have had honey bee, dolphin and
chimpanzee "languages." In the "hard sciences"
examples include "cold fusion," "water with a
memory," and "polywater" (e.g., Rousseau, 1992).
Fleck's attitude about scientific process is relevant to the
fact that progress in animal behavior and ecology studies seems
to be slow (e.g., Dayton, 1979). One might also find relevant
statements about scientific protocol in Garrett Hardin's book,
Living Within Limits: Ecology, Economics, and Population Taboos
(1993). Hardin (p. 41) wrote that if "each new proposal
advanced" were to be "assumed to be true until it is
proven false . . . the scientific community would soon be overwhelmed
by unworkable proposals, and the advance of science would be
greatly retarded." But many do not seem to realize that
something not yet proven false is not necessarily true.
Inference. There seems to be
little in Fleck's book that relates directly to Chamberlin's
concept of the multiple inference approach, but Fleck had a good
grasp of the relative nature of science when he wrote (p. 20):
". . . we would argue that there is probably no such thing
as complete error or complete truth." One can only speculate
about how Fleck might have benefited from Chamberlin's thoughts
(1890/1965), as resurrected by Platt (1964).
As Eugene Meyer phrased it (personal communication), Fleck was
too "gloomy" on this point. The multiple inference
approach has great promise for animal behavior studies, once
that procedure becomes part of the research arsenal for those
in that field. Whereas "truth" may always be elusive,
diverse options can always be kept alive with this approach;
furthermore, paradigm holds will likely be less severe. In our
work the multiple inference/strong inference approach has been
extremely valuable (e.g., Wenner et al., 1969; Wenner, 1972;
Wenner & Harris, 1993).
Thought Collectives
For quite some time, individuals within the "hard sciences"
have insisted that social factors do not influence the conduct
of their science. In the Foreword to Fleck's book, Kuhn wrote
(1979, p. viii): ". . . in 1950 and for some years thereafter
I knew of no one else who saw in the
history of science what I was myself finding there . . . acquaintance
with Fleck's text helped me to realize that the problems which
concerned me had a fundamentally sociological dimension."
More recently, Hardin (1993, p. 257) echoed that thought: "Part
of the unofficial mythos that supports science is the belief
that truth will prevail, no matter what. If you have a heretical
idea, publish it, supporting it with data and arguments as needed,
it will be noticed. If your theory is true it will soon be accepted
by the establishment; heterodoxy will metamorphose into orthodoxy."
Fleck's use of the term "thought collective" can now
be seen to be especially apt. Increasingly, those who study the
sociology and psychology of science recognize the importance
of social bonds among those who work within given broad research
groups (in Fleck's words, again, "thought collectives").
He lucidly described the social hierarchy we now recognize (p.
124): "Every discipline . . . has its own vanguard.
. . . This is followed by the main body, the official
community [vademecum scientists]. Then come the somewhat
disorganized stragglers."
Fleck elaborated upon that point (p.4l): "The individual
within the collective is never, or hardly ever, conscious of
the prevailing thought style, which almost always exerts an absolutely
compulsive force upon his thinking and with which it is not possible
to be at variance," and (p. 82): "The more deeply one
enters into a scientific field, the stronger will be the bond
with the thought collective and the closer the contact with the
scientist." In 1841 Mackay was more pointed (in Taubes,
1993, p. 107): "Men, it has been well said, think in herds;
it will be seen that they go mad in herds, while they only recover
their senses slowly, and one by one."
The Schneirla group had a similar perception of the problem (e.g.,
Lehrman, 1970, p. 21): "It is too easy to close one's mind
to an argument by simply deciding that the source of the argument
is an outsider."
Fleck used even more powerful language when he wrote (p. 141):
To the unsophisticated research worker limited by his own
thought style, any alien thought style appears like a free flight
of fancy, because he can see only that which is active and almost
arbitrary about it. His own thought style, in contrast, . . .
becomes natural and, like breathing, almost unconscious, as a
result of education and training as well as through his participation
in the communication of thoughts within his collective.
Hardin punctuated that idea in other words
(1993, p. 43): "The scientific mind is not closed: it is
merely well guarded by a conscientious and seldom sleeping gatekeeper.
. . ."
Consider now the situation in which two thought collectives embrace
different concepts of "reality" on a given topic. It
may become impossible for them to communicate, one with another.
Controversy can then erupt. Kuhn addressed that point in his
foreword to Fleck's book (p. ix): ". . . given my own special
concerns, I am particularly excited by Fleck's remarks on the
difficulties of transmitting ideas between two 'thought collectives,'
above all by the closing paragraph on the possibilities and limitations
of participation in several 'thought communities.'"
From that point one can see how someone in a thought collective
who attends too closely to arguments of an opposing thought collective
might go beyond the bounds of acceptable behavior (see Pauly,
1981, with reference to Jacques Loeb). We can see here a gradation
along a continuum - loyal club member to skeptic (pessimist).
Only a little step more, and one can fall into the "whistle-blower"
category (the hypothesis fails too often). Hardin (p. 234) addressed
that point: "Cronyism can be good, cronyism can be bad.
'Whistle-blowers,' who seek to serve the good of a larger group
. . . [science or society as a whole instead of merely the thought
collective] . . . are, more often than not, ostracized by their
fellow workers." Glazer and Glazer (1986) covered that theme
in some detail.
Thinking
Fleck became more profound when he considered the role of
"thinking" in scientific research. He suggested that
individuals were not normally capable of independent thinking
and used a quotation from Gumplowicz to emphasize that point
(p. 46): "The greatest error of individualistic psychology
is the assumption that a person thinks . . ."; he
further commented (p. 47): "What actually thinks within
a person is not the individual himself but his social community,"
and (p. 98): ". . . thinking [is] a supremely social activity
which cannot by any means be completely localized within the
confines of the individual."
Fleck realized that he had been too negative on that point and
later qualified that rather rigid stand by using a quotation
from Jerusalem (p. 49): "Man acquires [the ability to think
'purely theoretically' and to state 'given facts purely objectively']
only slowly and by degrees, to the extent that by conscious effort
he overcomes the state of complete social bondage and thus develops
into an independent and self-reliant personality."
Fleck thus felt it possible that individuals could become aware
of themselves and of the role of social forces in the scientific
process.
Reflections on Scientific Controversy
With the above comments by Fleck as background, we can consider
further the role of controversy in scientific research, with
some special attention to the question of "language"
in honey bees. Although this section is written by an insider,
it has the unique perspective of one who stepped out of a controversy
for more than two decades.
The two-decade leave of absence mattered little. Even though
my colleagues and I were not directly involved, the controversy
continued unabated during those two decades. Honey bee "language"
proponents repeatedly felt compelled to conduct "the definitive
experiment," one that could reinforce the prevailing viewpoint
("consensus") of honey bee "language." In
a series of critiques spanning that same period, Rosin (e.g.,
1978, 1980, 1988, 1992) exposed the flaws in those "definitive"
experiments in terms of theory, design and execution, critiques
that relied heavily on theoretical foundations laid by Maier,
Morgan and Schneirla. For example, Rosin wrote (1988, p. 268):
Whereas Wenner & Wells (1987) explain that they came to
oppose the "dance language" hypothesis as a direct
result of their own research in honey bee behavior, I joined
their opposition due to no particular interest in honey bees,
but because I saw in the specific "dance language"
controversy a major reflection of a much more generalized and
much more important controversy over the whole field of animal
behavior, between European Ethology . . . and Schneirla's School.
. . .
Note the close correspondence here between Rosin's comment
and Gerard Piel's comment in the first paragraph of this contribution.
Rosin earlier had also written (1978, p. 589): "The controversy
between the von Frisch group's 'language' hypothesis . . . and
Wenner's group's olfactory hypothesis . . . for the arrival of
honey bee recruits at field sources, is essentially a controversy
between a human-level hypothesis for an insect and an insect-level
hypothesis for an insect."
Even though Rosin's arguments were largely informally dismissed
by the bee language "thought collective" (essentially
by near lack of citation), that same community eventually recognized
that each of the various "definitive" experiments had
been inadequate. Latour (1987, p. 43) addressed this type of
issue: "If an article claims to finish the dispute once
and for all it might be immediately dismembered, quoted for completely
different reasons, adding one more empty claim to the
turmoil" (Latour's emphasis).
Fleck's contribution about "thought collectives" helps
place this last point in perspective. Just as it is not usually
the individual but the thought collective that is creative, neither
are controversies merely between individuals. They are instead
most often controversies between thought collectives. Even though
various sociopolitical maneuvers can result in denial of a platform
to particular individuals, the thought collective to which those
individuals belong doesn't simply vanish. All that happens is
that one or more key figures in one thought collective may lose
a platform and become (hopefully, to those in an opposing thought
collective) temporarily silent. Whereas members of the opposing
thought collective can then convince themselves that an issue
has been finally resolved in their favor, members of the original
thought collective can continue to challenge any "elegant"
experiments that form the basis for continued consensus.
Thus, it is usually not two individuals who are engaged in a
nontrivial controversy. Rather, it is two thought collectives
with two different views of "reality" that collide.
Either that, or one thought collective with a fixed view of "reality"
collides with another thought collective that may recognize that
scientific accomplishments always remain relative.
To ascertain the degree to which the thinking of an individual
may be unconsciously controlled by expectations of one or more
thought collectives, one need only ask a generic question: Is
it conceivable that your assumption (hypothesis) is not true?
The answer to that question reveals much - an unquestioning member
of a thought collective usually immediately answers in the negative
("no, that is not possible"). As Fleck put it (p. 107):
"At a certain stage of development the habits and standards
of thought will be felt to be the natural and the only possible
ones. No further thinking about them is even possible."
Thomas Kuhn termed the above fixation, "paradigm hold"
(see Figure 2), but Fleck had earlier appreciated the same concept
when he wrote (as quoted earlier) (p. 27): "Once a structurally
complete and closed system of opinions consisting of many details
and relations has been formed, it offers enduring resistance
to anything that contradicts it." Hardin (1993, p.4) used
another interesting expression, "gatekeeper of the mind,"
for much the same idea but also recognized just how insidious
such fixation can become (p. 4): "An effective gatekeeper
of the mind does not call attention to itself. It actuates a
psychological mechanism called a taboo."
Dewsbury (1993, p. 869) attempted to justify some censorship
of novel perspective, viewing that practice as a necessary evil:
Both the creative innovator and the crackpot work at the fringes
of the prevailing paradigm, and it often is dfficult to distinguish
one from the other in the early stages of development. The scientific
establishment, therefore, must develop a commitment to scientific
orthodoxy that makes it hostile to challenges to that orthodoxy.
Limiting access to the publication outlets controlled by the
scientific establishment is one way in which those who are part
of a scientific in-group or who are working within the dominant
perspective can help defend that perspective.
If challenges to established dogma are
not permitted, however, science does not advance.
Consider now the attitudes of scientists
toward controversy. If controversy erupts in some field of science
other than our own, we can enjoy watching the antics of those
committed to the dogma (and/or flawed protocol) of one thought
collective or another. Biologists and psychologists, for example,
may well relish discussions about controversies in the "hard
sciences" mentioned earlier.
Consider further the concept of taboo (e.g., Hardin, 1993). If
a nontrivial controversy is too close to home, "vademecum
scientists" in one thought collective or another distance
themselves from the emerging controversy. Those who become enmeshed
in the controversy become suspect (have only themselves to blame
- a self-destructive act) unless they are a part of "vanguard
science," those "elite" thought collective members
who spearhead goals of their own thought collective. Eventually
no real interchange occurs between or among members of opposing
thought collectives. Such extracommunity interaction is part
of the taboo. As Hardin saw it (p. 4): "Westerners, with
their cherished tradition of free speech and open discussion
. . . change the subject."
Here we must differentiate between minor and major controversies.
Members of a thought collective may good-heartedly engage in
minor controversies ("playful" or trivial controversies)
as long as they remain minor; that is, when none of the basic
assumptions of the thought collective become threatened. Participants
may even pride themselves in their tolerance of divergent opinions.
Different fields have different levels of tolerance for revolutionary
ideas, as is evident in the speed with which controversies become
resolved. Fast-moving fields (e.g., genetics, molecular biology,
nuclear physics), ones that routinely employ the strong inference
approach in research (e.g., Platt, 1964), are generally much
more receptive to challenge of existing dogma - which is why
they are fast moving. Even in fast-moving fields, though, true
progress can sometimes be slow, as in the rate of adoption of
the chemiosmotic coupling hypothesis proposed by Peter Mitchell
(Gilbert & Mulkay, 1984).
Once a major controversy erupts, certain
events are quite predictable. Resolve within each thought collective
solidifies, and much private support is given to those in the
front lines ("vanguard scientists"). Papers submitted
for publication by vanguard scientists do not undergo the same
scrutiny as those submitted by vademecum scientists or those
outside the thought collective, a point thoroughly documented
by Peters and Ceci (1982, as summarized in Wenner & Wells,
1990, p. 191). Neither does totality of evidence count for much.
Participants select those bodies of evidence that reinforce their
own position. An example of such resolve was documented by Taubes
(1993, p. 270): "Cold fusion existed until proven otherwise.
. . . The Electrochemical Society administrators wanted to avoid
a repetition of the rampant negativity of the Baltimore American
Physical Society meeting. Speakers would present 'confirmation
results' only."
Those in the Schneirla school understood
this type of development, as concisely stated by Lehrman (1970,
pp. 18, 19):
When opposing groups of intelligent, highly educated, competent
scientists continue over many years to disagree, and even to
wrangle bitterly about an issue which they regard as important,
it must sooner or later become obvious that the disagreement
is not a factual one, and that it cannot be resolved by calling
to the attention of the members of one group (or even of the
other!) the existence of new data which will make them see the
light. Further, it becomes increasingly obvious that there are
no possible crucial experiments that would cause one group of
antagonists to abandon their point of view in favor of that of
the other group.
My colleagues and I encountered that phenomenon after we tested
the honey bee dance language hypothesis and found it wanting.
In the following two decades, symposia on insect communication
included only participants who could provide positive results
in support of "language" among bees, in spite of an
early comment (Wells & Wenner, 1973, p. 175):
Do honey bees have a language? That is a question which may
never be answered with certainty. It may be more useful to examine
assumptions critically, state hypotheses and their consequences
with precision, review the evidence objectively and ask: Can
we now believe that honey bees have a language? Thus, it appears
that the honey bee forager recruitment controversy is not about
the nature of evidence but rather about the nature of hypotheses.
It is not what investigators observe (the data) but what they
believe (infer) that is at the heart of the controversy.
When one realizes the importance of thought collective control,
it becomes more clear why journal referees come down strongly
on one side or another during a controversy, just as do proposal
reviewers, members of panels for granting agencies and even members
of the media (e.g., Horgan, 1990, p. 29; Taubes, 1993, p. 263).
That is why new scientific journals have often been started after
members of one thought collective have been excluded from existing
platforms by members of other thought collectives (see Hull,
1988).
Fleck again preempted us all when he addressed
that aspect of scientific controversy (p. 43): "Words which
formerly were simple terms become slogans; sentences which once
were simple statements become calls to battle." Participants
in a given controversy, it seems, suddenly fail to distinguish
between ideas and personalities. Daniel Lehrman, of the Schneirla
school, recognized this type of development (1970, p. 47): "We
do not lightly give up ideas which seem central to us, and when
they are attacked, we tend to mobilize defenses against the attacks."
When controversies mature, positions almost
imperceptively change, a point clearly emphasized by some of
those in the Schneirla school (e.g., Lehrman, 1970, p. 47). We
can restate
The attacked ideas in such a form as to make them seem again
convincing to an audience whose confidence in them might have
been weakened by the criticism. But when we change the formulation
of the ideas in such a situation, we may also be modifying the
ideas themselves, in response to criticisms which really may
have been leveled against weaknesses in the original formulations.
In time, modifications can have accumulated to such an extent
that the original hypothesis becomes lost. This event seems to
have happened with respect to the dance language hypothesis,
leading us to comment (Wenner et al., 1991, p. 771): ".
. . proponents of the dance language hypothesis today no longer
seem to have a clear notion of what one should expect from that
hypothesis."
Controversies eventually become resolved,
if not automatically or rapidly, by renewed attention to Nature,
which cannot be fooled by rhetoric. In many cases, if not most,
that resolution comes gradually (as in Lehrman's comment, above).
One of the prevailing hypotheses becomes obviously more useful
than the other(s) for explaining all available evidence
(e.g., Wenner & Wells, 1987). But no prizes will be forthcoming:
Fleck wrote (p. 123): ". . . the collective remodeling of
an idea has the effect that, after the change in thought style,
the earlier problem is no longer completely comprehensible."
Hardin (p. 51) echoed that thought: "Only at the end of
an era do surviving pessimists have a chance to be recognized
by their fellow citizens as being (finally) right, but it is
not likely that they will then be praised for their foresight."
Neither do we find that textbooks or the
popular literature treat the resolution of controversy adequately.
Textbook writers (usually "vademecum" scientists, or
"stragglers" in Fleck's terms) and editors continue
to select items from earlier texts without realizing that some
"facts" have become discredited (e.g., Paul, 1987).
Even in the late 1980s I found a clip in the Santa Ynez Valley
News (California) describing how some flies could travel
880 mph, despite discreditation of that "fact" in 1938
(see Wenner, 1989).
Today we realize that paradigm holds are
essential in science; otherwise it would not be possible to design
and conduct experiments. Nevertheless, we must make ourselves
and others in our thought collectives more fully aware that paradigms
can control our thinking and that we need to always reexamine
assumptions (see Ten Principles, below).
The Complicated World of Animal Behavior
Studies
The study of animal behavior is
actually one of the more difficult tasks in science, occasioned
in large part by the twin pitfalls of teleology (e.g., Bernatowicz,
1958) and anthropomorphism. The rationale among all too many
participants: If a behavior is there, it must be good for something.
Furthermore, its function must correspond with our current concept
of reality (i.e., it has to be good for what we human beings
think it should be good for).
The first of those pitfiulls (functional
approach) has evolved out of our Judeo-Christian heritage (God
created all for a given purpose). In the fields of animal behavior
and ecology, in recent years this attitude has shifted to a belief
in "Nature's purpose." (See Excursus TEL in Wenner
& Wells, 1990 for a more expanded treatment of this topic.)
The second pitfall (assigning human characteristics
to our subjects) has been inculcated in all of us since childhood.
The "Nature" programs on television promulgate that
concept throughout society (the "Disneyfication of science"
as zoologist Bill Tavolga once phrased it).
Schneirla was a leader in opposing those
twin pitfalls (e.g., Tobach & Aronson, 1970, p. xvi): "He
was guided overall by the law of parsimony, by Morgan's canon,
and above all, by the need to avoid the dangers and fallacies
of anthropomorphism and zoomorphism." Instead, Schneirla
advocated use of the inductive method in animal behavior research.
Unfortunately, we have recently been treated to a resurgence
in the "animal thinking" concept (including "cognition")
in nonhuman species (e.g., Griffin, 1984), a practice that Schneirla
decried (as in Gerard Piel, 1970, p. 3):
One who sets out to demonstrate that protozoan organisms or
any others have the mental characteristics of man may convince
himself at least, provided he singles out opportunely the brief
episodes which seem describable as instances of perception of
danger, of reasoning, or what not. By the same method, the absence
of reasoning in man can be proved with ease.
Also, one need not watch many Nature programs on television before
it becomes evident that "exotic" episodes carry the
day. This emphasis on the exotic carries with it an implicit
pressure on students of animal behavior; experimental subjects
and results must be exciting. Actually, so is it with all of
scientific research.
Self and Mass Delusion
At times claims by those on the "forefront" of science
may stretch the bounds of credibility (e.g., "cold fusion"
research). Nevertheless, support may arise from varied quarters,
and a vanguard scientist may then become ever more committed
(as in Atkinson, 1985) to an exotic hypothesis. Optimism rules,
in science as in other aspects of life, as expressed in another
context by Hardin (1993, p. 50): "Perhaps for several decades
the optimist will win out - getting richer, earning more prestige
in the community, marrying better, and perhaps having more children
than the pessimist . . . thus is the pessimist made to look foolish
in the short run.
The Nobel chemist, Irving Langmuir (in
unpublished lecture notes, Taubes, 1993, pp. 342, 343) was apparently
the first to apply the label, "pathological science,"
to circumstances such as "supersonic flies" (e.g.,
Wenner, 1989), "polywater" (e.g., Rousseau, 1992),
and "cold fusion" (e.g., Taubes, 1993). Languir defined
pathological science in six points, as follows:
1. The maximum effect that is observed is produced by a causative
agent of barely detectable intensity and the magnitude of the
effect is
substantially independent of the intensity of the cause.
2. The effect is of a magnitude that
remains close to the limit of acceptability.
3. Claims of great accuracy.
4. Fantastic theories contrary to experience.
5. Criticisms are met by ad hoc excuses thought up on the spur of the
moment.
6. Ratio of supporters to critics rises up to somewhere near
50 percent
and then falls gradually to oblivion.
Langmuir added a comment: "The critics can't reproduce the
effects. Only the supporters could do that. In the end, nothing
was salvaged. Why would there be? There isn't anything there.
There never was." However, one can see, even here, a remarkable
parallel between Langmuir's comments and those of Fleck earlier
in 1935, as outlined above in Fleck's emphasis on the role of
"consensus" within thought collectives.
Of course, there comes a time when the
hard face of reality peers down, and the bubble may break. Three
decades ago we were treated to supposed examples of learning
by means of cannibalism. Likewise, the honey bee "dance
language" hypothesis was with us for 20 years before it
was truly tested by experiment, and Moore (1988) has now finally
raised unsettling issues about the presumed "magnetic compass"
orientation of pigeons, three decades after that "fact"
was established. Who knows which of the other leading animal
behavior hypotheses might fail critical tests once animal behavior
studies evolve to the point where careful scrutiny of both evidence
and basic assumptions becomes a part of the working protocol?
Unfortunately, the exotic sells (as indicated
above), and those in vanguard science are not immune from self-delusion
(the easiest one to fool is oneself). Fleck had an appropriate
comment about that circumstance as well (p. 105): "The elite
panders, as it were, to public opinion and strives to preserve
the confidence of the masses. This is the situation in which
the thought collective of science usually finds itself today
[in 1935]. If the elite enjoys the stronger position, it will
endeavor to maintain distance and to isolate itself from the
crowd."
Promotion in the Media
Scientists in today's world race to the media with their most
recent "finds," as is evident from the activity present
in the press rooms established at major scientific conventions.
Furthermore, science reporters no longer "report" and
evaluate the news they have been exposed to. They seek advice
from "authorities" in the field and search for "consensus"
among those experts, seemingly afraid to think for themselves.
Little do they realize that their actions may well do no more
than reinforce the views of one particular "thought collective"
(as phrased by Fleck) over another, justified or not.
The curious notion of "polywater"
is a good example. An obscure physicist invented the polywater
hypothesis, an exotic notion with military implications that
caught on all too rapidly and widely (e.g., Franks, 1981; Wenner
& Wells, 1990, pp. 49-50; Rousseau, 1992). After a decade
of intensive research devoted to verification of the hypothesis
by many on several continents, accompanied by much media hype,
Denis Rousseau (e.g., 1992) conducted a critical experiment,
the results of which exposed earlier findings as artifacts. For
a time members of the polywater thought collective were upset,
and his results were ignored, but eventually Nature won out.
"Cold fusion" ran much the same course in only a few
months (Taubes, 1993).
Rousseau's experience, coupled with more recent episodes of "water
with a memory" and "cold fusion," led him to the
conclusion that all these events constitute "pathological
science" in Langmuir's sense, events that can be (and should
have been) recognized early on - but only if one is aware of
three characteristics that they have in common (Rousseau, 1992).The
first two were as in points 1 and 2, as well as 4, of Langmuir
(above), but Rousseau (1992, p. 54) added a third: "To avoid
these pitfalls, scientists must conceive and carry out a critical
series of experiments. . . . But the third identifying trait
of pathological science is that the investigator finds it nearly
impossible to do such experiments."
I might add to that third point the fact that scientists locked
into a paradigm simply can neither recognize nor accept the results
of tests or critical experiments that counter the belief system
of their thought collective. Neither can they bring themselves
to repeat such negative experiments. All too often in animal
behavior studies "critical experiments" have come to
be identified only as those that support a prevailing hypothesis.
Unfortunately, the media can keep a discredited hypothesis alive
long after it is no longer useful or believed by the scientists
themselves. An example: How long will honey bee "dance language"
persist in school texts, magazine articles, video tapes, Nature
programs and newspaper clips if (or after) the scientific community
abandons that line of research?
One could add yet another point: The present unfortunate media
and public focus on individual accomplishment in science
rather than an emphasis on the collective nature of the
scientific process. Prizes and awards seem to go most often to
those who reinforce the belief system of one thought collective
or another, rather than to those who may truly advance science
by exploding a myth, as Rousseau did. Hardin addressed that point
(p. 109): "Today the greatest honor is accorded to speakers
who focus on individual interests to the exclusion of community
interests."
Ten Principles of Scientific
Research
The bee . . . extracts matter from the
flowers of the garden and the fleld, but works and fashions it
by its own efforts. The true labor of philosophy resembles hers,
for it neither relies entirely nor principally on the powers
of the mind, nor yet lays up in the memory the matter afforded
by the experiments of natural historyand mechanics in its raw
state, but changes and works it in the understanding. (Francis
Bacon 1620/1952, p. 126)
We can look more deeply into history for
guidelines that we can follow, and then instill in our students
the importance and excitement of process, rather than
the accomplishments of science. Throughout history any
given person may have had a good grasp of at least a portion
of the scientific process (Figure 1). Which of the portions was
grasped, however, has varied considerably among individuals and
reminds one of different views of the elephant held by several
blind men, each of whom had touched a different part of its body
(e.g., Atkinson, 1985).
A common misconception among scientists is that "objectivity"
is possible - they forget that we are human beings first and
scientists second. When I mentioned to a young faculty member,
new at the University of California (not our campus), that his
mentor in his former graduate program might have had a strong
bias on one point, he countered: "No" and said that
his former advisor "is totally objective and without bias."
Furthermore, the temptation to exaggerate findings, fudge results,
omit unfavorable data, emphasize "positive" results,
etc., may have become even greater under "big" science
than it was before, especially under current intense pressures
to publish and/or to procure grants.
We have to recognize that none of us can be truly objective.
Regrettably, that new faculty member had not learned in his university
education that each of us is biased to a greater or lesser degree
on a great many issues. As scientists, we are no exception (e.g.,
Mahoney, 1976). Scientists and observers of science (e.g., sociologists,
psychologists and philosophers), in fact, have spent considerable
time wondering how it is that scientists succeed, given the very
human nature of us all.
In 1991, students in a class I conducted ("The Nature of
Biological Science") in the College of Creative Studies
on my home campus surveyed the literature and collectively formed
a list of principles that scientists should be aware of as they
conduct their research. Those points are presented below, accompanied
by appropriate quotations and citations, in chronological order
within each section.
1. Attend more to Nature than to theory
- Aristotle (330 B.C./1931,
III, p. 760,b): ". . . we should trust more the observations
than the theory, and we should hold good the latter only if facts
support it."
- Francis Bacon (1620/1952, p. 84): ". . . it is the greatest
weakness to attribute infinite credit to particular authors .
. . They who have presumed to dogmatize on nature . . . have
inflicted the greatest injury on philosophy and learning. For
they have tended to stifle and interrupt inquiry."
- Louis Pasteur (in Rene Dubos, 1950, p. 376): Preconceived ideas
"become a danger only if [an experimenter] transforms them
into fixed ideas. . .The greatest derangement of the mind is
to believe in something because one wishes it to be so."
- Claude Bernard (1865/1957, p. 39): "In a word, we must
alter theory to adapt it to nature, but not nature to adapt it
to theory. . . . When we meet a fact which contradicts a prevailing
theory, we must accept the fact and abandon the theory, even
when the theory is supported by great names and generally accepted."
- Evelyn Fox Keller (1983, p. 35): ". . . the necessary
next step seems to be the re-incorporation of the naturalist's
approach - an approach that does not press nature with leading
questions but dwells patiently in the variety and complexity
of organisms."
- Naomi Aronson (1986, p. 630): "The production of scientific
knowledge is simultaneously the production of scientific error.
. . ."
- David Bohm and David Peat (1987, p. 51): ". . . to cling
rigidly to familiar ideas is in essence the same as blocking
the mind from engaging in creative free play." |
2. Use the appropriate scientific approach
- Claude Bernard (1865/1957,
p. 34): "The experimental method . . . cannot give new and
fruitful ideas to men who have none; it can serve only. to guide
the ideas of men who have them, to direct their ideas and to
develop them as to get the best possible results."
- Louis Pasteur (in Emile Duclaux, 1896/1920, p. 97): "Repeat
[the experiments] with the details which I give you and you will
succeed just as I have done."
- Thomas Chrowder Chamberlin (1890/1965, p. 756): "The effort
is to bring up into view every rational explanation of new phenomena,
and to develop every tenable hypothesis respecting their cause
and history. The investigator thus becomes the parent of a family
of hypotheses and, by his parental relation to all, he is forbidden
to fasten his affections unduly upon any one."
- John R. Platt (1964, p. 350): "When multiple hypotheses
become coupled to strong inference, the scientific search becomes
an emotional powerhouse as well as an intellectual one."
- Max Silvernale (1965, p. 4): "There is nothing really
mysterious about the scientific method; it is so simple that
it can be understood by almost everyone. Yet the sad truth is
that the majority of people today are not scientific, even though
ours is a scientific age."
- Belver Griffith and Nicholas Mullins (1972, p. 963): "In
our examination of highly coherent groups, we see two factors
[in addition to communication] as basic to science: first, the
radical revision of scientific theory and method . . .; second
the rarity of high levels of personal creativity."
- Bernard Dixon (1973, p. 34): ". . . the top-class creative
thinker designs a single, crucial experiment that decides absolutely
between one hypothesis and another."
- David Bohm and David Peat (1987, p. 100): ". . . science
should be carried out in the manner of a creative dialogue in
which several points of view can coexist, for a time, with equal
intensity." |
3. Seek understanding, not "truth"
- Claude Bernard (1865/1957,
p. 23): ". . . (An experimenter) must submit his idea to
nature and be ready to abandon, to alter or to supplant it, in
accordance with what he learns from observing the phenomena which
he has induced."
- Peter Medawar (in Bernard Dixon, 1973, p. 24): "Truth
takes shape in the mind of the observer; it is his imaginative
grasp of what might be true that provides the incentive
for finding out, so far as he can, what is true"
(emphasis Medawar's).
- Alan Chalmers (1982, p. xvi): "There is just no method
that enables scientific theories to be proven true or even probably
true."
- James Atkinson (1985, p. 734): Science is "a process whereby
the human capacity for imagination creates and manipulates images
in the mind. . . . This process produces "concepts,
theories, and ideas which incorporate and tie together shared
human sensory experience and which are assimilated into human
culture through a similar act of re-creation."
- Richard Feynman (in Gleick, 1992, p. 438): "I don't have
to know an answer. I don't feel frightened by not knowing things,
by being lost in a mysterious universe without
any purpose, which is the way it really is as far as I can tell." |
4. Recognize limits of human perception
- Claude Bernard (1865/1957,
p. 23): "It is impossible to devise an experiment without
a preconceived idea." (1865/1957, p. 38): "[Those]
who have excessive faith in their theories or ideas are not only
ill prepared for making discoveries; they also make very poor
observations"; (1865/1957, p. 52): "The doubter is
a true man of science; he doubts only himself and his interpretations,
but he believes in science."
- Jerome Bruner and Leo Postman (1949, p. 222): "When .
. . expectations are violated by [Nature], the perceiver's behavior
[is one of] resistance to the recognition of the unexpected or
incongruous."
- Evelyn Fox Keller (1983, p. 145): "In practice, scientists
combine the rules of scientific methodology with a generous admixture
of intuition, aesthetics, and philosophical commitment.
- Lewis M. Branscomb (1985, p. 422): "Nature does not 'know'
what experiment a scientist is trying to do. 'God loves the noise
as much as the signal.'" |
5. Be honest and accurate (careful)
- Peter Medawar (1979, p.
39): "A scientist who habitually deceives himself is well
on the way toward deceiving others."
- Lewis M. Branscomb (1985, p. 423): ". . . integrity is
essential for the realization of the joy that exploring the world
of science should bring to each of us."
- Walter Stewart and Ned Feder (1987, p. 214): "Scientists
have to an unusual degree been entrusted with the regulation
of their own professional activities. Self-regulation is a privilege
that must be exercised vigorously and wisely, or it may be lost."
- Efraim Racker (1989, p. 91): "The spiritual damage caused
by scientific fraud is irreversible, and those involved are and
should be reported and prosecuted irrespective of whether financial
losses are involved." |
6. Pursue reasons for anomalies
- Claude Bernard (1865/1957,
p. 23): "An experimenter, who clings to his preconceived
idea and notes the results of his experiment only from this point
of view, falls inevitably into error, because he fails to note
what he has not foreseen and so makes a partial observation."
". . . [the experimenter] must never answer for [nature]
nor listen partially to her answers by taking from the results
of an experiment, only those which support or confirm his hypothesis.
We shall see later that this is one of the great stumbling blocks
of the experimental method"; (1865, p. 50): "Experimenters
. . . always doubt even their starting point"; (1865, p.
56): "Some . . . fear and avoid counterproof. As soon as
they make observations in the direction of their ideas, they
refuse to look for contradictory facts, for fear of seeing their
hypothesis vanish."
- Thomas Kuhn (1962/1970, pp. 52, 53): "Discovery commences
with the awareness of anomaly, i.e., with the recognition that
nature has somehow violated the paradigm-induced expectations
that govern normal science.
- Evelyn Fox Keller (1983, p. 123): "When scientists set
out to understand a new principle or order, one of the first
things they do is look for events that disturb that order. Almost
invariably it is in the exception that they discover the rule";
(1983, p. 179): "The challenge for investigators in every
field is to break free of the hidden constraints of their tacit
assumptions, so that they can allow the results of their experiments
to speak for themselves." |
7. Heed results of earlier workers
- Louis Pasteur (in Rene
Dubos, 1950, p. 376): "Preconceived
ideas are like searchlights which illumine the path of the experimenter
and serve him as a guide to interrogate nature.
- Belver Griffith and Nicholas Mullins (1972, p. 961): "[A]
general indifference to the work of other researchers can generate
considerable antagonism."
- Walter Stewart and Ned Feder (1987, p. 213): "Every scientist
has, at a minimum, an obligation to ensure that what is published
under his name is accurate. |
8. Focus on results, not on personalities
- Belver Griffith and Nicholas
Mullins (1972, p.959): "Communication and some degree of
voluntary association are intrinsic in science, and the important
question therefore becomes not whether scientists organize, but
rather how, why, and to what degree."
- Bernard Dixon (1973, p. 171): "Very, very few scientists
appear to be aware that all experience . . . is subjective."
- Albert Rees (in the preface to the series [Medawar, 1979, p.
xi]): Science "is an enterprise with its own rules and customs,
but an understanding of that enterprise is accessible to any
of us, for it is quintessentially human."
- William Broad and Nicholas Wade (1982, p. 180): "Like
any other profession, science is ridden with clannishness and
clubbiness. This would be in no way surprising, except that scientists
deny it to be the case. . . . In fact, researchers tend to organize
themselves into clusters of overlapping clubs." |
9. Seek "how" and "what,"
not why
- Claude Bernard (1865/1957,
p. 80): "The nature of our mind leads us to seek the essence
or the why of things . . . experience soon teaches us
that we cannot get beyond the how, i.e., beyond the immediate
cause or the necessary conditions of phenomena" (emphasis
Bernard's).
- John Steinbeck (1941/1962, p. 143): "But the greatest
fallacy in, or rather the greatest objection to, teleological
thinking is in connection with the emotional content, the belief.
People get to believing and even to professing the apparent answers
thus arrived at, suffering mental constrictions by emotionally
closing their minds to any of the further and possibly opposite
'answers' which might otherwise be unearthed by honest effort." |
10. Encourage expression of opposing views
- Peter Medawar (1979, p.
39): "I cannot give any scientist of any age better advice
than this; the intensisy of the conviction that a hypothesis
is true has no bearing on whether it is true or not (emphasis
Medawar's).
- Bruno Latour (1987, p. 97): "As long as controversies
are rife, Nature is never used as the final [arbitrator], since
no one knows what she is and says. But once the controversy
is settled, nature is the ultimate referee" (emphasis
Latour's).
- Adrian Wenner and Patrick Wells (1990, p. 268): ". . .
we have to get across the point at all levels that we are scientists
because it is fun, and that the interjection of humor and tolerance
of disparate viewpoints in our scientific controversies is a
part of the fun, and is a part of life itself." |
Perspective
A clear message emerges from the
above. Each generation, unaware of the above time-tested principles
(through lack of appropriate education and/or requirements during
scientific training), repeats the mistakes of earlier generations
(the Santayana principle: "Those who cannot remember the
past are condemned to repeat it."). We can find innumerable
examples in animal behavior research where scientists: (1) lock
too much into theory and not enough into Nature, (2) fail to
use all available scientific approaches (do not understand process),
(3) seek "truth" as an end product, (4) do not realize
that their past experiences can influence perception, (5) fudge
results just a little or perhaps emphasize or select "positive"
results, (6) Ignore anomalies that arise, (7) seek fame and fail
to acknowledge adequately those who went before, (8) elevate
some individuals to "hero" status, (9) wallow in anthropomorphism
and teleology, and (10) act to exclude (deny) a platform to those
with opposing views. Any one or more of these mistakes can lead
to controversy and most often do.
But it need not be so. Students of animal
behavior can get into the spirit of true science by emphasizing
interpersonal relations less and Nature more. In animal behavior
studies, the future lies in a greater emphasis on the stimuli
responsible for given acts, not on the presumed "function"
of those acts - not "Why does a given behavior exist?"
but, "What stimulus evokes the behavior?" - just as
Schneirla did. Also, we can more often choose the appropriate
animal for the question rather than focusing on the animal itself.
Finally, we must not strive to obtain certain results in our
experiments. If one hopes for a given result, all is lost. Nature
has its own rules for us to find, not to dictate.
Our particular community interest in animal
behavior studies, of course, is the progress of science and our
understanding of Nature, including knowledge of what animals
really do. When controversy does erupt - as it surely will, and
repeatedly - scientists should not run and hide but rise to the
occasion and exploit the spirit and challenge provided.
Acknowledgments
The University of California at Santa Barbara, especially
the Department of Biological Sciences in the College of Letters
and Science and the College of Creative Studies, provided a haven
and opportunity for reflections on the scientific process. Students
in my course, "The Nature of Biological Research,"
also contributed much toward the thoughts contained in this contribution.
I thank Eugene Meyer at Loyola College in Baltimore; William
Shurcliff, Emeritus Professor of Physics at Harvard; and Patrick
Wells, Emeritus Professor of Biology at Occidental College in
Los Angeles, for their valuable suggestions for improvement of
the manuscript. Special thanks also go to Gary Greenberg and
Ethel Tobach for their role in bringing together the participants
in the Sixth T.C. Schneirla Conference.
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